Achieve and Maintain DOL Compliance
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2021 DOL Guidance
- Retirement plan sponsors and fiduciaries must demonstrate that they and their service providers have strong cybersecurity programs in place.
- During a DOL audit, plan sponsors and fiduciaries must demonstrate that they followed a prudent process and that service providers have strong cybersecurity programs
Third Party Audit
“Having an independent auditor assess an organization’s security controls provides a clear, unbiased report of existing risks, vulnerabilities and weaknesses”
-DOL Cybersecurity Best Practices
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Annual Assessments
“Conduct prudent annual risk assessments”
-DOL Cybersecurity Best Practices